AVP Enterprise Compliance Manager (Remote)

Job Location US-SD-Sioux Falls
Type
Full Time

Overview

Location:

***This is a remote position and can be located anywhere in the U.S.A.***

 

Manage FDIC and compliance-related exams and audits; identify potential issues and provide compliance guidance to the business unit.

Responsibilities

Essential Functions   

  1. Oversees audit, examination schedule and associated timelines. Identifies all upcoming and ongoing examinations and audits: track and monitor dates and key information for each audit including responsible party within PSG, purpose, etc. 
  2. Coordinates compliance-related audits and exams. Maintains a library of exam findings, action plans, and related audit materials. Develops an understanding of the regulatory framework to the various products and services.
  3. Monitors audit and examiner requests. Follows up with Management, Account Executives & Relationship Managers to obtain documents and information.  Reviews responses for adherence to laws, regulations and supervisory guidance.
  4. Identifies trends and patterns in exam and audit findings. Make recommendations to correct items.
  5. Prepares detailed updates and statuses of all action items, and report regularly to Management. Provides and presents executive summaries for risk and compliance committee meetings.
  6. Leads preparatory meetings involved in upcoming exams and audits to review previous audit findings and provide context for the new audit/exam.
  7. Maintains close working relationships with internal and external business partners, including but not limited to Client Relations and Operations staff within PSG; Corporate Compliance, FCRM, Legal, Internal Audit, as well as outside service providers and clients across the company, to ensure communication on audits and regulatory examinations.
  8. Participates in the development and implementation of training programs on a variety of compliance-related topics.
  9. Maintains subject matter expertise in rules, regulations and supervisory guidance related to the business line.
  10. Reviews bank forms, marketing materials and disclosures.
  11. Assists in drafting and implementing compliance-related requirements for new products and services.
  12. Performs other duties as assigned.

Qualifications

Education/Experience Requirements

  • An undergraduate degree in a related field or an equivalent combination of training and experience.
  • Five 5 years legal, paralegal, or bank regulatory compliance experience.

Preferred Requirements

  • Very strong working knowledge of compliance/risk management in the banking or financial services industry.
  • Detail oriented with strong organizational skills.
  • Excellent verbal, written, and interpersonal communication skills.
  • A team player, able to work effectively in a team fostered, multi-tasking environment.
  • Proficient in Microsoft Office suite, e.g. Excel, PowerPoint, Word, Outlook.

Employment with The Bancorp includes successfully passing a background check including credit, criminal, OFAC, education and past employment.

 

The Bancorp is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, among other things, or status as a qualified individual with disability.

Background & EEO Statement

Employment with The Bancorp includes successfully passing a background check including credit, criminal, education, employment, OFAC, and social media background history.

 

The Bancorp is an EQUAL OPPORTUNITY EMPLOYER and will not discriminate on the basis of race, color, religion, gender, gender, identity, sexual orientation, pregnancy, citizenship, national origin, age, disability, genetic information, veteran status or other protected category with respect to recruitment, hiring, training, promotion, and other terms and conditions of employment.

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